Navigating the intricacies of financial regulations can be a challenge, especially with the recent update to the SEC Marketing Rule 206(4)-1. Reconciling this with the
The GIPS Policies and Procedures Manual: A Solid Blueprint Claiming GIPS compliance can be a game-changer for investment managers. It’s like constructing a solid architectural
How can small and mid-sized managers merge the requirements? As GIPS Verifiers, we are tasked with reviewing a firm’s claim of GIPS compliance. And while
When we present to prospective clients, we are often asked what sets us apart from other firms. As a husband-and-wife operation, we know that we
Recently, an emerging manager considering becoming GIPS verified referred to the GIPS process as enigmatic. This firm spoke about the GIPS standards as if they
Our industry tends to define emerging managers as those managing less than 2 billion in assets. Some emerging manager programs have additional requirements about the
Published October 11, 2016 at 5:55 AM EDT
Absolute Verification Cofounder Leisa Western on the South Carolina Business Review podcast discussing her take and advice on ethical investment management.
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